Comprehensive Compliance Features

Everything you need for KYC/AML compliance in one powerful platform

Core Features

Built for modern compliance teams

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Automated Sanctions Screening

Screen customers against OFAC, UN, EU, and UK sanctions lists automatically. Real-time updates ensure you're always using the latest lists. Comprehensive match reporting with confidence scores.

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Dynamic Risk Assessment

Automated risk scoring based on multiple factors: jurisdiction, entity type, PEP status, source of funds, and transaction patterns. Risk tiers automatically assigned (Low, Medium, High, Critical).

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Customer Onboarding

Streamlined four-step onboarding wizard. Support for multiple entity types: Individuals, Corporations, Trusts, NGOs, FinTech, and more. Entity-specific document checklists.

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Document Management

Secure document upload, verification, and storage. Automatic document type verification. AES-256 encryption at rest. Version control and expiry tracking.

Approval Workflows

Automated approval workflows with four-eye approval for high-risk cases. Escalation to MLRO for confirmed sanctions hits. Complete audit trail of all decisions.

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Compliance Reporting

Generate comprehensive compliance reports with dataset version tracking. Export to PDF, CSV, and Excel formats. Regulatory-ready documentation for audits.

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Delta Tracker

Automatically track changes to sanctions lists. Receive alerts when new entries are added, removed, or amended. Detailed delta reports for compliance audits.

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Jurisdiction Risk Management

Automatic FATF Black List and Grey List checking. Jurisdiction risk alerts during onboarding. High-risk customer identification and monitoring.

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Role-Based Access Control

Flexible role permissions system. Customizable roles with granular permissions. Test user creation for all roles. Auto-update when permissions change.

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Backup & Restore

Complete system backups with optional document files. SHA-256 hash verification. Easy restore process for disaster recovery and system migration.

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Bulk Import

Import customers from CSV, JSON, or Excel files. Automatic field mapping and validation. Automatic screening on imported customers. Detailed error reporting.

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Audit Logging

Complete audit trail of all system activities. User actions, data changes, and access logs. Immutable logs for regulatory compliance. Advanced filtering and search.

Advanced Capabilities

Enterprise-grade features for complex compliance needs

Compliance Versioning

All screening reports automatically include dataset version metadata. Track exactly which sanctions list versions were used for each screening. Essential for regulatory audits and compliance documentation.

Cross-Verification

Verify local list counts against official sources. Ensure parity with official dashboards. Document verification status for compliance reviews.

Document Verification

Automatic document type verification ensures uploaded documents match their claimed type. Text extraction from PDFs, text files, and images. Confidence scoring and validation.

Onboarding Risk Alerts

Automatic jurisdiction risk detection during customer onboarding. FATF-based alerts for Black List and Grey List jurisdictions. Visual indicators and actionable guidance for staff.

Monitoring & Alerts

Ongoing customer monitoring with automated re-screening. Email notifications for new sanctions matches. Dashboard widgets for monitoring statistics.

API Access

RESTful API for integration with existing systems. Programmatic access to all features. Secure authentication and authorization.

Security & Compliance

Enterprise-grade security built in

Data Encryption

AES-256 encryption at rest for all sensitive data. Encrypted customer PII, documents, and audit logs.

Access Controls

Role-based access control with customizable permissions. Session management with idle and absolute timeouts.

Audit Trails

Complete audit logging of all system activities. Immutable logs for regulatory compliance.

Regulatory Alignment

Built-in alignment with FATF, FinCEN, EU AMLD, GDPR, and other major regulatory frameworks.

Ready to Experience These Features?

See how CompliSanc can transform your compliance operations